ESA Markets takes a considered approach to compliance in connection with the opportunities it facilitates.
Where appropriate, ESA Markets may request supporting information and documentation from parties involved in a potential opportunity in order to assess relevance and suitability.
Parties are expected to conduct their own due diligence, and ESA Markets may request confirmation that appropriate due diligence, sanctions screening, and compliance checks have been, or will be, carried out prior to any transaction proceeding.
ESA Markets seeks to operate in accordance with applicable sanctions regimes and regulatory requirements relevant to the jurisdictions in which it facilitates introductions. Opportunities involving restricted parties, jurisdictions, or products will not be facilitated.
This page describes a general approach and does not substitute for each party's own legal, compliance, and regulatory obligations. This section should be reviewed and finalised in consultation with qualified compliance counsel.